*Contract Monitor 1:2*

Disclaimer: This information is true and accurate as of the dates specified, to the best of our knowledge and belief, and is provided by the Graphic Artists Guild to help artists make informed choices.

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G R A P H I C A R T I S T S G U I L D

N a t i o n a l C o n t r a c t M o n i t o r

v o l . 1 , n o . 2

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July, 1998

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IN THIS ISSUE:

- EVERYBODY WINS! A SUCCESS STORY

- POP QUIZ!

- KILL FEES: Is there life after death?

CONTRACT NEWS on the following companies:

- Herring Communications, Inc.

- Microsoft Corporation/Slate Magazine (with a brief response

from Slate)

- Chicago Tribune Corporation

- Careers & Colleges magazine (with a response from C & C)

- P.S. Greetings, Inc.

- The Plain Dealer Publishing Co.

- UPDATE on Meredith Corporation

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INTRODUCTION

The Contract Watch Committee of the Graphic Artists Guild created

this electronic newsletter to provide information about contracts

between artists and their clients. In each issue we examine

several contracts, analyze their terms and summarize what they

mean for the working artist. We report both on contracts we feel

are unfair, and on those we feel are fair. We inform the

companies whose contracts we are reviewing, and we offer them ten

business days to respond to our questions and comments before we

publicize our findings.

Without you, we're nothing! We encourage you to participate with

us. Ask us questions. Provide answers for us when you can. And use

us to stay in touch with your community. If you have comments on

companies and contracts featured in the Monitor, send them to us.

When you are given a new contract to sign, alert us to any terms

you think might be unfair. And send us any contracts you think

we would be interested in seeing.

LEGIBLE hard copies of contracts should be MAILED (not faxed) to:

Contracts

Graphic Artists Guild

90 John Street, Suite 403

New York, NY 10038

We need to be able to contact the companies whose contracts

we review, so please include the name and address of the

company, the name of a contact person at the company, and a

phone number if possible.

Confidentiality will be strictly observed.

To subscribe to or be removed from the Contract Monitor mailing

list, e-mail Paul Basista at: pbasista@nac.net

Back issues of the National Contract Monitor are summarized at

http://www.gag.org/contracts/contracts.html

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SUCCESS STORY

In the first issue of the Monitor, we wrote:

"Most importantly, if you are ever successful in positively

changing the terms of a boilerplate contract, let us know.

That kind of information will build solidarity and provide

the necessary leverage we need to change the terms offered."

Well, like we said! Below, in the CONTRACT COMMENTS section,

you'll find our review of a contract from Careers & Colleges

magazine. In the review we point out some provisions that we

felt could stand a little improvement. We took our cue from the

artist who originally received this contract. He was not

entirely happy with it, but was able to negotiate some

important changes.

When we informed C & C about our upcoming review, their

response was quick and on target. Read about it and see

how artists and their client companies can benefit from

discussion, negotiation, and, of course, reading each issue

of The National Contract Monitor!

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AND NOW...

HERE'S A POP QUIZ!

Take a look at the paragraph below. It is most of a contract

that recently came our way. (The rest of the one-page document

consisted of just one other sentence that stated the artist's

fee and the deadline.)

Directions: Read the paragraph and answer this question:

= = = = = = = WHAT'S WRONG WITH THIS CONTRACT? = = = = = = =

"By signing where indicated below, you grant and assign

to Plain Dealer Publishing Co., publisher of The Plain

Dealer, the non-exclusive right, throughout the world,

by itself or through third parties, to publish, reuse

or make any other use of said illustration, including

but not limited to the sale or resale of illustration

which the Company purchased from you. Such right will

continue for the full term of copyright in such

illustration and may be exercised with regard to all

media, including but not limited to electronic media

now in existence or hereafter developed and whether or

not combined with the work of others."

The answer is at the end of the newsletter.

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KILL FEES

Life Insurance For Your Artwork

(Note: This important subject is covered extensively in the GAG

Handbook: Pricing and Ethical Guidelines. We have summarized it

below to provide a context for the comments about kill fees in

the discussions of individual contracts that follow.)

A "kill fee" is a fee paid by the client to the artist when the

client does not use the artwork. "Kill fee" is a general term

that covers two types of payments: a cancellation fee, and a

rejection fee.

CANCELLATION FEE

A cancellation fee should be paid when the artwork satisfies the

client's stated requirements, but the client decides, for reasons

outside the artist's control, not to use it.

For example:

- the artwork was intended to accompany an article that has

been killed;

- unforeseen space limitations don't leave enough room for

artwork.

REJECTION FEE

A rejection fee should be paid when the artwork does not satisfy

the client's stated requirements. When this happens, the causes

are, in theory at least, within the artist's control.

For example:

- the artwork unexpectedly deviates from the artist's

traditional style;

- the final artwork is not consistent with the preliminary

sketches or roughs that were accepted by the client.

In either case, the artist should be paid a fee. The amount of

the fee is usually a percentage of the agreed-upon fee for the

finished piece. We have seen a wide range of kill fees, from 20

to 100 percent. The amount usually depends on the stage of

completion of the artwork at the time the project is killed.

Two additional points are worth noting:

1. The issue of copyright does NOT go away just because a

project has been killed. When a project is cancelled,

the client still obtains all of the originally agreed-upon

rights to the use of the artwork upon payment of the

cancellation fee (unless there is a written agreement that

the rights revert to the artist if the project is cancelled).

When artwork is rejected, the client has chosen NOT to obtain

any rights to the use of the artwork.

2. If the contract does not mention a kill fee, there is no

guarantee that one will be paid.

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CONTRACT COMMENTS

# # #

HERRING COMMUNICATIONS, INC. - Nothing fishy going on!

Herring Communications produces Red Herring, a print magazine.

For the most part, their contract is fairly clear (and clearly

fair). It presents an interesting mix of provisions--most are

artist-friendly, but some could stand a little revision.

=> KILL FEE -- The contract states: "Should the Art Buyer decide

the artwork represents a clear deviation from the artist's

established quality and style or that the artwork will not be

used for any other reason, we will pay you a kill fee of 50%

of the agreed fee."

NOTE: In using this wording, Herring does something very

common: they combine a rejection fee and a cancellation fee

into one provision covering "kill fees." If the project

is killed during a preliminary phase, Herring's payment of 50%

of the fee is a reasonable amount. However, if the final

artwork was submitted, accepted by the client, and the

project then killed by the client, for reasons beyond the

artist's control, the artist should receive full payment.

=> THE DURATION OF THE EXCLUSIVE RIGHTS PERIOD -- The contract

states: "Our exclusive rights extend until 90 days after the

publication date..."

This is a clearly stated and reasonable provision.

=> REUSE OF THE ARTWORK in electronic media is not reimbursed.

Bad news. But...

=> REPUBLICATION IN BOOKS AND COMPILATIONS is reimbursed, at 50%

of the original fee.

Good news.

=> OWNERSHIP OF ORIGINALS -- The contract states that the artist

"shall retain ownership of all original artwork." This is a

good provision, offering some protection for the artist, by

making it clear that Herring is paying for specific rights to

use the artwork, as opposed to purchasing it outright.

=> DAMAGE TO ARTWORK -- The contract states that Herring assumes

responsibility for damaged, lost or destroyed artwork up to

$1,500. This is another provision that helps to protect

the artist.

Well done, Herring!

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MICROSOFT CORPORATION/SLATE MAGAZINE

In addition to publishing Slate Magazine,

Microsoft Corporation also sells software.

Slate Magazine is an on-line magazine produced by

Microsoft Corporation.

As this issue of the Monitor was nearing completion, we received

a response from Slate, included at the end of this section.

The Microsoft/Slate contract appears to have been intended

originally for writers, but is now being used with artists.

Such a contract is not always in the artist's interest; some

of the reasons are listed below.

NOTE: In this contract, Microsoft Corporation is the client.

Slate Magazine is the publication in which Microsoft intends to

use the artwork, but under this contract, Microsoft can publish

the artwork elsewhere, for a smaller fee. See below.

=> KILL FEE -- Similar to Herring, above. If the "Material"

(artwork) is not published in Slate "for any reason",

Microsoft will pay a 50% kill fee within 60 days of receipt.

See our comments on Herring's kill fee, above.

=> PAYMENT SCHEDULE -- Microsoft specifies that if it goes ahead

and publishes the artwork, it will pay within 30 days of

publication. This could create a long waiting period between

the time the work is submitted and the time the artist is

paid. We suggest that the payment clock start ticking when

the artwork is received by client, not when the artwork

is published.

=> SYNDICATION FEES -- If Microsoft publishes the artwork in any

other Microsoft-owned publications, the artist is paid 25% of

the original fee. It appears that this is meant to refer to

reprint rights--where the artwork has first been published in

Slate; in this case the 25% payment would be in addition to

payment of the full original fee. Unfortunately the contract

language is not clear on this point.

=> THIRD-PARTY PUBLICATION -- Microsoft has the right to "publish

through third parties", and to "license publication rights...

to any third party..." Microsoft can do this without the

artist's approval, and will pay the artist 50% of the license

fee it receives. Again, the contract is unclear on what

payment will be made if the artwork has not first appeared in

Slate prior to being licensed to a third party.

NOTE: The question of licensing artwork to a third-party

is complicated, and we will be covering it in an upcoming

issue. Briefly, however, we recommend that the right to

license artwork to a third party NOT be included in a

contract unless the basic elements of the third-party

license are spelled out. In general, when a third party

acquires rights to use artwork, the third party should be

under the same copyright limitations as any other client,

and the artist should receive the same fees as with any

other client.

=> MODIFICATIONS TO THE ARTWORK -- Microsoft gets the right to

"edit...the Material." This language must have been intended

for use with written material. Traditionally, a publisher has

the right to edit written work. The right to modify artwork,

however, ought to belong to the artist. One solution is to

insert a phrase that gives the artist the right to make

suggested modifications, or to approve modifications made by

the client. Another possibility is to define "editing" as

"cropping and sizing only."

=> ADVERTISING -- The artist's "name, biography and likeness" can

be used "in any related advertising and publicity efforts."

Will the artist be endorsing a product?

=> MORAL RIGHTS -- The artist "waives all moral rights" with

respect to the artwork. A full explanation of moral rights

can be found in the Guild Handbook, and we strongly recommend

that you read it. Briefly, moral rights are personal rights

of creators in their original (not reproduced) works,

regardless of the sale or transfer of copyrights. Four

specific rights are included:

- the right to protect the work from modifications that would

harm the reputation of the artist;

- the right of attribution, so that authorship is acknowledged;

- the right of disclosure, to control presentation of artwork

to the public;

- the right of recall, to withdraw or disavow a work if it is

changed.

Does Microsoft really need to make this demand?

SLATE'S RESPONSE

When GAG informed Slate that the Monitor would be reviewing

Slate's contract, Rogers Weed, the Publisher of Slate, sent the

following response, included here in its entirety.

"Thank you for your letter dated June 1st. We consider the

contract terms of Slate with our contributors a private matter

between the magazine and the people with whom we do business.

We have no other comment on your review, but appreciate you

giving us the opportunity to respond."

We at the Monitor are not surprised that Microsoft/Slate would

prefer to keep their contract terms private. After all, if the

people with whom Slate does business, namely the freelance artists

and writers who contribute work to Slate, begin to discuss those

contract terms, they might actually ask for a better contract.

So we appreciate Slate's response, and we intend to continue to

inform our subscribers all about Slate's contract.

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CHICAGO TRIBUNE COMPANY (CTC)

>From the city that brought you Al Capone...

This contract, for an editorial illustration, is another example

of a contract that may originally have been intended for use with

written material.

=> PAYMENT SCHEDULE -- In this contract, the artist is paid

"...upon publication, use or distribution of the material..."

Again, we believe that payment should always be made upon

acceptance of the artwork, regardless of when it is published.

=> KILL FEE -- The contract calls for a kill fee "to be

negotiated" if the artwork is not published. The good news

here is that the client at least recognizes such a thing as a

kill fee. The bad news is that the amount and the terms of

payment are not specified. They should be.

=> RIGHTS GRANTED -- In one short paragraph, the Chicago Tribune

Company tries to get it all. Read it and see:

"You...assign to CTC...and their affiliates a non-exclusive

and perpetual worldwide license and right to publish, copy,

modify, display, distribute, perform and broadcast the

submitted material, in whole or in part, in any print,

electronic or digital media or software of any kind now

existing or developed in the future."

Does the phrase "lock, stock and barrel" sound about right?

And then there's this:

"The submission of material by you as a freelancer as well as

the receipt of payment for such material is a binding

acknowledgement of the grant of all rights to CTC... In

addition, your endorsement of any CTC check issued to you

shall constitute your confirmation of the continued existence

of this agreement."

Let the artist beware! If you read the last issue of the

Contract Monitor, you know that when a client wants "all rights"

to your work, you stand to lose a great deal. In addition, we

don't think companies should attempt to acquire rights through

"submission of material" or "endorsement of a check." Signing a

check should be confirmation of nothing other than that the artist

wants to get paid.

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THE ART OF NEGOTIATION

NOTE: The following two contracts, from Careers & Colleges

magazine and P.S. Greetings, were forwarded to us by artists

who had some objections to specific provisions in the contracts.

The artists decided that instead of simply rejecting the

contracts, they would change or delete certain contract

provisions, and then sign the modified contract. In both

cases, the companies accepted the changes made by the artists.

There's a moral to this story: YOU CAN NEGOTIATE! Contract

workers sometimes feel they face a black-and-white choice when

deciding whether to accept or reject a contract. Not true--you

can always attempt to negotiate with the client, and rewrite or

delete unfair provisions so that your interests are protected.

The next two contracts are examples of successful contract

negotiations.

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CAREERS & COLLEGES MAGAZINE

NOTE: As mentioned above, it is the Guild's policy to inform

companies when their contracts are being reviewed by the

Contract Watch Committee, and to print any response from the

Company. Careers & Colleges has responded very positively to

our comments, and we commend them for it. Their response is

included directly following our comments below.

What follows are two versions of each contract provision. The

"Original Statement" is the provision as it was written by the

client. The "Artist's Change" shows how the artist altered the

provision.

Remember, these are changes that were accepted by the client.

=> KILL FEE

Original Statement: "If the Work is not accepted, [Careers &

Colleges] will pay 20% of the Acceptance Fee..."

Artist's Change: The kill fee will be 50% after the preliminary

sketch is accepted; 100% after final art is accepted.

NOTE that the artist not only increased the size of the fee, but

clarified the conditions under which the kill fee would be paid.

=> RIGHTS GRANTED

Original Statement: "You also grant us the right to use the

Work, for no additional compensation, for advertising and

promotional purposes. You also grant us the further right to

use the Work or portions thereof in newspaper or magazine

articles. For use in newspapers and magazines, we shall pay

you a reasonable amount to be determined by us in our sole

discretion, which shall not exceed 25% of the acceptance fee."

Artist's Change: The artist deleted the above sentences.

NOTE that the client originally wanted the right to decide,

without consulting the artist, what constitutes a "reasonable

amount" for certain reuse of the artwork.

=> EXCLUSIVE USE

Original statement: "If reprinted [by another client], you

shall require that we shall receive suitable credit on the page

where the work appears."

Artist's Change: The artist deleted this sentence.

It looks to us like the company was trying to get a little

free advertising for themselves, at the expense of the artist.

=> CREDITING ARTISTS' SOURCES

Original Statement: "The Supplier [artist] will duly credit

any source material incorporated into the work..."

Artist's Change: The artist added the phrase "to the best of

my knowledge".

By adding that phrase, the artist gains some protection against

claims challenging the originality of the work.

=> WARRANTIES AND INDEMNIFICATIONS

Original Statement: The supplier shall indemnify Careers &

Colleges and hold it harmless from any claims damages, losses

and costs (including reasonable attorneys' fees) arising out

of any alleged violation of any representation or warranty

contained in this Assignment Agreement."

Artist's Change: The artist deleted this sentence.

We feel that this provision could have exposed the artist to

liability for costs, even if the alleged violation turned out

to be false. The artist was very smart to delete this.

=> RESPONSE from Careers & Colleges <=

In a letter sent to GAG, Careers & Colleges states that:

1) They will raise their kill fee from 20% to "25% prior to

completion of sketches, 50% for sketch phase and 100% for

finished art";

2) They will raise their syndication fee from 25% to 50%;

3) Their advertising and promotional use of the artist's work

will be limited to C & C, and will "always" be credited; and

4) They confirm that their contract is negotiable.

We applaud Careers and Colleges magazine for their willingness

to examine their policies toward artists, and even more so for

making significant changes to their contract. Their new fee

schedules are fair. More than that, their attitude reflects a

genuine respect for the work artists do.

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P.S. GREETINGS, INC. (P.S. is a greeting card company)

This is another good example of a contract that was modified by

the artist.

=> NON-INTENDED USE OF ARTWORK

Original statement: P.S. received "exclusive world-wide rights

for greeting cards (and/or related items)..."

Artist's change: the phrase "and/or related items" was deleted.

NOTE that the artwork is being created by artist for use in

greeting cards. If the client wants to use the artwork on a

calendar, or coffee mug, or T-shirt, the artist deserves some

additional money.

=> RIGHTS GRANTED

Original statement: P.S. receives "...all copyrights,

trademark rights or other intellectual property rights."

Artist's change: The artist deleted this phrase.

NOTE that this is a good example of what one member of the

Contract Watch Committee calls "a typical grab for all rights"

that artists should watch out for.

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THE ART OF NEGOTIATION -- SUMMARY

All these changes made by the artists in the above two

contracts add up to a very important lesson. We said it

before, and we'll say it again: YOU CAN NEGOTIATE! When

you read a contract carefully and think about what each

provision means, you can make changes that protect your

rights and your income.

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UPDATE: MEREDITH CORPORATION AND WORK-FOR-HIRE

In the first issue of the Contract Monitor, we discussed the

"all-rights" contract, and the reasons why such contracts put the

artist at a disadvantage. We also drew this distinction between an

all-rights contract, and "work for hire":

"Remember, no matter how bad the all-rights contracts are, a

work-for-hire contract is worse, since it actually strips

artists of legal authorship."

Well, Midwest Living magazine, published by Meredith Corporation,

apparently has decided to make a great leap BACKWARD, from an

all-rights contract to work-for-hire.

When we reviewed Meredith's contract last issue, we found it to

be unfair in the extreme, because it required the artist to give

up all rights to the artwork. Now we learn that Midwest Living

is attaching a "rider" to the Meredith blanket contract, and this

rider redefines contributed artwork as "work made for hire."

Here's the rider:

"This agreement will confirm the work made for hire you have

agreed to perform as follows pursuant to the Master Agreement

signed by you earlier. The rights granted include the right

to edit, alter, and modify the Work and to publish or authorize

the publication of the Work in all devices, media or modes of

communication, whether now known or hereafter created,

throughout the universe."

As we explained last issue, under a work-for-hire contract, the

company that hires the artist becomes, for legal purposes, the

creator of the artwork. The original artist can no longer claim

authorship of the artwork. This means that the artist may not

even display a work in his or her portfolio without the new

"author's" permission!

We believe that work-for-hire agreements represent the worst

possible terms under which artists can work, and we strongly

encourage artists not to accept any work-for-hire agreement.

BUT WAIT, THERE'S MORE!

When Meredith receives an invoice from an artist, the company

responds by sending a purchase order to the artist. Included in

this purchase order is this little contractual gem from Meredith:

"Unless otherwise provided in a separate written agreement...

the following additional conditions also apply: The party

accepting this order transfers and assigns to purchaser each

and every right, title and interest of whatsoever nature to

the property sold..."

Using a purchase order to impose contract terms for work already

completed and accepted by the company is insidious at best; using

it to impose all-rights conditions out and out stinks.

ALSO SEE our comments in the review, above, of the CHICAGO TRIBUNE

CORPORATION contract, at the end of the RIGHTS GRANTED section.

Meredith Corporation appears to be going out of its way to treat

its artists badly. We urge the company to take a look at these

practices, and to start bringing some fairness to its contracts.

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ANSWER TO POP QUIZ

Remember, the question was: What's wrong with this contract?

ANSWER: Just about everything.

Okay, let's take it apart and find out why.

"By signing where indicated below, you grant and assign

to Plain Dealer Publishing Co., publisher of The Plain

Dealer, the non-exclusive right, throughout the world,

by itself or through third parties, to publish, reuse

or make any other use of said illustration, including

but not limited to the sale or resale of illustration

which the Company purchased from you. Such right will

continue for the full term of copyright in such

illustration and may be exercised with regard to all

media, including but not limited to electronic media

now in existence or hereafter developed and whether or

not combined with the work of others."

1. WHERE DOES THIS CONTRACT APPLY? The contract applies

"throughout the world..."

Be aware that some companies are willing to negotiate

foreign publication rights separately. Not the Plain

Dealer.

2. LICENSING: Your artwork can be published "through

third parties..."

Some companies will pay the artist an additional fee

if the artwork is licensed to third parties. Not the

Plain Dealer. (NOTE: Also see our comments on third-

party licensing in the review of the Microsoft/Slate

contract, above.)

3. REPRINTS: The Company can "reuse or make any other use

of" your artwork.

Some companies pay additional compensation for reprint

rights, and for using artwork in places not originally

intended. Not the Plain Dealer.

4. RESALE: The Company can sell your artwork to someone else.

Some companies reimburse the artist if they sell the work

to a third party. Not the Plain Dealer.

5. ELECTRONIC MEDIA: The Company can use your artwork

in "all media...now in existence or hereafter developed."

We would like to suggest that the right to publish artwork

in a medium that doesn't yet exist ought to be negotiated

after the new medium is invented, not before.

6. MODIFICATIONS: The Company can combine your artwork with

"the work of others". Thanks, but No Thanks.

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The Graphic Artist Guild National Contract Monitor is a

bimonthly e-mail service published by the Graphic Artists

Guild, a not-for-profit organization headquartered in the

State of New York. Information provided in the Contract

Monitor is accurate to the best of our knowledge as of the

date shown above. The Graphic Artists Guild provides this

information to members to help them make informed choices.

The Guild encourages reproduction and distribution of this

document for the benefit of free-lance artists and designers.

Please credit the Graphic Artists Guild, and do not alter

contents.

Additional information on companies listed here can be found

on the Graphic Artist Guilds web site at www.GAG.org

Back issues of the National Contract Monitor are summarized at

http://www.gag.org/contracts/contracts.html

The Graphic Artists Guild promotes and protects the

economic interests of its members. It is committed

to improving conditions for all creators of graphic

art, and to raising standards for the entire industry.

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For submissions/comments, send your request to

Paul Basista at execdir@gag.org

Inquiries and information are always welcome.

Graphic Artists Guild

Contracts Committee

90 John Street, Suite 403

New York, NY 10038

212-791-3400

212-791-0333 (fax)

http://www.gag.org

(c) 1998 Graphic Artists Guild

Paul Basista, CAE

Executive Director

Graphic Artists Guild